Data Science and System Security

Read our publications from our Data Science & System Security researchers who aim to build novel big-data solutions and service platforms to simplify complex systems management. We develop new information technology that supports innovative applications, from big data analytics to the Internet of Things. Our experimental and theoretical research includes many data science and systems research domains including time series mining, deep learning, NLP and large language models, graph mining, signal processing, and cloud computing.

Posts

PAIL: Performance based Adversarial Imitation Learning Engine for Carbon Neutral Optimization

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Achieving carbon neutrality within industrial operations has become increasingly imperative for sustainable development. It is both a significant challenge and a key opportunity for operational optimization in industry 4.0. In recent years, Deep Reinforcement Learning (DRL) based methods offer promising enhancements for sequential optimization processes and can be used for reducing car-bon emissions. However, existing DRL methods need a pre-defined reward function to assess the impact of each action on the final sustainable development goals (SDG). In many real applications, such a reward function cannot be given in advance. To address the problem, this study proposes a Performance based Adversarial Imitation Learning (PAIL) engine. It is a novel method to acquire optimal operational policies for carbon neutrality without any pre-defined action rewards. Specifically, PAIL employs a Transformer-based policy generator to encode historical information and predict fol-lowing actions within a multi-dimensional space. The entire action sequence will be iteratively updated by an environmental simulator. Then PAIL uses a discriminator to minimize the discrepancy be-tween generated sequences and real-world samples of high SDG. In parallel, a Q-learning framework based performance estimator is de-signed to estimate the impact of each action on SDG. Based on these estimations, PAIL refines generated policies with the rewards from both discriminator and performance estimator. PAIL is evaluated on multiple real-world application cases and datasets. The experiment results demonstrate the effectiveness of PAIL comparing to other state-of-the-art baselines. In addition, PAIL offers meaningful interpretability for the optimization in carbon neutrality.

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InfuserKI: Enhancing Large Language Models with Knowledge Graphs via Infuser-Guided Knowledge Integration

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Though Large Language Models (LLMs) have shown remarkable open-generation capabilities across diverse domains, they struggle with knowledge-intensive tasks. To alleviate this issue, knowledge integration methods have been proposed to enhance LLMs with domain-specific knowledge graphs using external modules. However, they suffer from data inefficiency as they require both known and unknown knowledge for fine-tuning. Thus, we study a novel problem of integrating unknown knowledge into LLMs efficiently without unnecessary overlap of known knowledge. Injecting new knowledge poses the risk of forgetting previously acquired knowledge. To tackle this, we propose a novel Infuser-Guided Knowledge Integration (InfuserKI) framework that utilizes transformer internal states to determine whether to enhance the original LLM output with additional information, thereby effectively mitigating knowledge forgetting. Evaluations on the UMLS-2.5k and MetaQA domain knowledge graphs demonstrate that InfuserKI can effectively acquire new knowledge and outperform state-of-the-art baselines by 9% and 6%, respectively, in reducing knowledge forgetting.

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Mastering Long-Tail Complexity on Graphs: Characterization, Learning, and Generalization

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In the context of long-tail classification on graphs, the vast majority of existing work primarily revolves around the development of model debiasing strategies, intending to mitigate class imbalances and enhance the overall performance. Despite the notable success, there is very limited literature that provides a theoretical tool for characterizing the behaviors of long-tail classes in graphs and gaining insight into generalization performance in real-world scenarios. To bridge this gap, we propose a generalization bound for long-tail classification on graphs by formulating the problem in the fashion of multi-task learning, i.e., each task corresponds to the prediction of one particular class. Our theoretical results show that the generalization performance of long-tail classification is dominated by the overall loss range and the task complexity. Building upon the theoretical findings, we propose a novel generic framework Hier-Tail for long-tail classification on graphs. In particular, we start with a hierarchical task grouping module that allows us to assign related tasks into hypertasks and thus control the complexity of the task space; then, we further design a balanced contrastive learning module to adaptively balance the gradients of both head and tail classes to control the loss range across all tasks in a unified fashion. Extensive experiments demonstrate the effectiveness of HierTail in characterizing long-tail classes on real graphs, which achieves up to 12.9% improvement over the leading baseline method in balanced accuracy.

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POND: Multi-Source Time Series Domain Adaptation with Information-Aware Prompt Tuning

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Time series domain adaptation stands as a pivotal and intricate challenge with diverse applications, including but not limited to human activity recognition, sleep stage classification, and machine fault diagnosis. Despite the numerous domain adaptation techniques proposed to tackle this complex problem, they primarily focus on domain adaptation from a single source domain. Yet, it is more crucial to investigate domain adaptation from multiple domains due to the potential for greater improvements. To address this, three important challenges need to be overcome: 1). The lack of exploration to utilize domain-specific information for domain adaptation, 2). The difficulty to learn domain-specific information that changes over time, and 3). The difficulty to evaluate learned domain-specific information. In order to tackle these challenges simultaneously, in this paper, we introduce PrOmpt-based domaiN Discrimination (POND), the first framework to utilize prompts for time series domain adaptation. Specifically, to address Challenge 1, we extend the idea of prompt tuning to time series analysis and learn prompts to capture common and domain-specific information from all source domains. To handle Challenge 2, we introduce a conditional module for each source domain to generate prompts from time series input data. For Challenge 3, we propose two criteria to select good prompts, which are used to choose the most suitable source domain for domain adaptation. The efficacy and robustness of our proposed POND model are extensively validated through experiments across 50 scenarios encompassing four datasets. Experimental results demonstrate that our proposed POND model outperforms all state-of-the-art comparison methods by up to 66% on the F1-score.

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Distantly-Supervised Joint Extraction with Noise-Robust Learning

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Joint entity and relation extraction is a process that identifies entity pairs and their relations using a single model. We focus on the problem of joint extraction in distantly-labeled data,whose labels are generated by aligning entity mentions with the corresponding entity and relation tags using a knowledge base (KB). One key challenge is the presence of noisy labels arising from both incorrect entity and relation annotations, which significantly impairs the quality of supervised learning. Existing approaches, either considering only one source of noise or making decisions using external knowledge, cannot well-utilize significant information in the training data. We propose DENRL, a generalizable framework that 1) incorporates a lightweight transformer backbone into a sequence labeling scheme for joint tagging, and 2) employs a noise-robust framework that regularizes the tagging model with significant relation patterns and entity-relation dependencies, then iteratively self-adapts to instances with less noise from both sources. Surprisingly, experiments1 on two benchmark datasets show that DENRL, using merely its own parametric distribution and simple data-driven heuristics, outperforms large language model-based baselines by a large margin with better interpretability.

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Towards Counterfactual Fairness-aware Domain Generalization in Changing Environments

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Recognizing domain generalization as a commonplace challenge in machine learning, data distribution might progressively evolve across a continuum of sequential domains in practical scenarios. While current methodologies primarily concentrate on bolstering model effectiveness within these new domains, they tend to neglect issues of fairness throughout the learning process. In response, we propose an innovative framework known as Disentanglement for Counterfactual Fairness-aware Domain Generalization (DCFDG). This approach adeptly removes domain-specific information and sensitive information from the embedded representation of classification features. To scrutinize the intricate interplay between semantic information, domain-specific information, and sensitive attributes, we systematically partition the exogenous factors into four latent variables. By incorporating fairness regularization, we utilize semantic information exclusively for classification purposes. Empirical validation on synthetic and authentic datasets substantiates the efficacy of our approach, demonstrating elevated accuracy levels while ensuring the preservation of fairness amidst the evolving landscape of continuous domains.

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DFA-RAG: Conversational Semantic Router for Large Language Model with Definite Finite Automaton

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This paper introduces the retrieval-augmented large language model with Definite Finite Automaton (DFA-RAG), a novel framework designed to enhance the capabilities of conversational agents using large language models (LLMs). Traditional LLMs face challenges in generating regulated and compliant responses in special scenarios with predetermined response guidelines, like emotional support and customer service. Our framework addresses these challenges by embedding a Definite Finite Automaton (DFA), learned from training dialogues, within the LLM. This structured approach acts as a semantic router which enables the LLM to adhere to a deterministic response pathway. The routing is achieved by the retrieval-augmentation generation (RAG) strategy, which carefully selects dialogue examples aligned with the current conversational context. The advantages of DFA-RAG include an interpretable structure through human-readable DFA, context-aware retrieval for responses in conversations, and plug-and-play compatibility with existing LLMs. Extensive benchmarks validate DFA-RAG’s effectiveness, indicating its potential as a valuable contribution to the conversational agent.

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Pruning as a Domain-specific LLM Extractor

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Large Language Models (LLMs) have exhibited remarkable proficiency across a wide array of NLP tasks. However, the escalation in model size also engenders substantial deployment costs. While few efforts have explored model pruning techniques to reduce the size of LLMs, they mainly center on general or task-specific weights. This leads to suboptimal performance due to lacking specificity on the target domain or generality on different tasks when applied to domain-specific challenges. This work introduces an innovative unstructured dual-pruning methodology, D-PRUNER, for domain-specific compression on LLM. It extracts a compressed, domain-specific, and task agnostic LLM by identifying LLM weights that are pivotal for general capabilities, like linguistic capability and multi-task solving, and domain-specific knowledge. More specifically, we first assess general weight importance by quantifying the error incurred upon their removal with the help of an open-domain calibration dataset. Then, we utilize this general weight importance to refine the training loss, so that it preserves generality when fitting into a specific domain. Moreover, by efficiently approximating weight importance with the refined training loss on a domain-specific calibration dataset, we obtain a pruned model emphasizing generality and specificity. Our comprehensive experiments across various tasks in healthcare and legal domains show the effectiveness of D-PRUNER in domain-specific compression. Our code is available at https: //github.com/psunlpgroup/D-Pruner.

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Uncertainty Quantification for In-Context Learning of Large Language Models

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In-context learning has emerged as a groundbreaking ability of Large Language Models (LLMs) and revolutionized various fields by providing a few task-relevant demonstrations in the prompt. However, trustworthy issues with LLM’s response, such as hallucination, have also been actively discussed. Existing works have been devoted to quantifying the uncertainty in LLM’s response, but they often overlook the complex nature of LLMs and the uniqueness of in-context learning. In this work, we delve into the predictive uncertainty of LLMs associated with in-context learning, highlighting that such uncertainties may stem from both the provided demonstrations (aleatoric uncertainty) and ambiguities tied to the model’s configurations (epistemic uncertainty). We propose a novel formulation and corresponding estimation method to quantify both types of uncertainties. The proposed method offers an unsupervised way to understand the prediction of in-context learning in a plug-and-play fashion. Extensive experiments are conducted to demonstrate the effectiveness of the decomposition. The code and data are available at: https://github.com/lingchen0331/UQ_ICL.

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Advancing Sustainability in Global Supply Chains through Agent-based Simulation

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In today’s world, with its complex global supply chains, the difficulties and uncertainties we face offer both challenges and opportunities for making things better, especially in terms of efficiency and sustainability. These challenges grow due to unpredictable events, such as natural disasters, unexpected incidents, and unusual business practices, pushing us towards more advanced modeling methods that focus on reducing risks and enhancing sustainability. In this paper, we present a new agent-based simulation approach that goes beyond the usual limits of supply chain simulations by incorporating sustainability directly into supply chain operations using reinforcement learning (RL) algorithms. We introduce MOGI, a sustainable supply chain simulation system that takes carbon emissions into account in its main operations. Additionally, we examine how effective a multi-agent RL strategy is in dealing with the complex and uncertain nature of supply chains that span multiple levels. By comparing this strategy with traditional heuristic methods, our study looks at how well single versus multiple RL agents can manage risks and improve sustainability in both the beginning and end parts of the supply chain. The results of our experiments show that strategies based on RL are much better than traditional methods at managing risks, making profits, and achieving sustainability goals.

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